49-31j-2. 7, Provider Manual) Department of Administrative Services Connecticut State Building Code State Fire Safety and Prevention Codes Regulations Open for Comment Sec. Prohibited sales practices Notice of intent to adopt regulations The LRRC's substantive concerns with the proposed regulations were largely based on the lack of . 36a-1-11. 36b-31-9c. Vote by depositors of a converting mutual savings and loan association Most businesses are required to register with the Connecticut Department of Revenue Services (DRS) and obtain a Sales and Use Tax permit for each business location in the state. 36b-31-17a. 36a-136-33. Amendment of plan of conversion of a mutual savings and loan association Businesses: COVID-19 Guidelines for Employees Returning to Work. Prescribing practitioner authorized to dispense own prescription, when. Failure to comply with an order on a motion for compliance To protect the health and safety of the public and our employees, the Department of Banking has limited the number of employees at our office at 260 Constitution Plaza in Hartford. 36a-1-21. Thank you for your patience during this time. Sec. If you still have an unresolved complaint regarding BAM Trading Services Inc. money transmission activity, you may complete an Online Complaint Form as stated on the File a Complaint against a Financial Institution or Enterprise page Furnishing certain deceptive forms 36a-136-43. Exemption for isolated non-issuer transactions Sec. It seems that JavaScript is not working in your browser. Form CT BOIA-1, Consent to Service of Process Statement of advisory fee Sec. Sale of conversion shares 36a-136-28. 36a-1-12. Sec. Books and records State of Rhode IslandDepartment of Business Regulation. 13b-18. Reserved Records and accounts of affiliated entities Restrictions on loans by affiliated entities Sec. Multiple debts 36a-1-79 to 36a-1-82. Sec. 36a-1-66. 2016 CT.gov | Connecticut's Official State Website. Disclosure requirements Secs. Notice to depositors Private Schools Accreditation, Registration, Licensing, and Approval Accreditation: optional Accreditation by an agency approved by the Connecticut State Department of Education is required in order to receive state approval. 36b-31-14c. Connecticut Department of Business Regulation [WorldCat Identities] Sec. Licenses, Registrations and Permits. Broker-dealer applicant experience requirements Sec. Distribution of offering circular 36b-31-31b. Corporate tender offers 36b-31-5c. Officers and directors and their associates as eligible account holders 36b-31-21b-11. General rules 49-31j-5. Sec. 36a-136-27. Rulings on motions for compliance Registration by coordination of unit investment trust securities Sec. Connecticut Business Opportunity Investment Act, Order Pursuant to Section 36b-65(e)(1)(B). Violations and sanctions, Execution Against Debts Due from Banking Institutions(2 pages) Sec. Business laws regulate everything from the structure and formation of a new business to prohibitions on price fixing . Sec. Sec. Rights of depositors of the converted institution Title 4c - Business Regulation. Department of Business Regulation Sec. Restrictions on affiliated entities Sec. 49-2a-2. Sec. Designation of employee and branch office, Licensing of Check Cashing Services(3 pages), Sec. Regulations re conduct of business. Merger with an existing insured capital stock bank as part of the conversion Sec. 36a-136-1. Sec. 36a-647-4. Sec. Sec. Chapter 700c Secs. 36a-1-7. Here's what to do next. Dept. Business meeting to consider S.2773, to amend the Leahy-Smith America 36a-744-1. Sec. Sec. 36a-136-16. Sec. 36a-136-36. 36a-40-3. Welcome to DBPR Online Services (login.login) - myfloridalicense.com 36b-31-21b-4 to 36b-31-21b-8. Instead, contact the office by phone or by traditional mail. Notice of hearings Department of Business Regulation 1511 Pontiac Avenue Cranston, RI 02920 Directions Contact Us. 20-325c-5. Updated August 18, 2016 State Regulation of Private Schools (Revised July 2009) is the last full report. 36a-1-40. Securities Division Sec. Advertisements by investment advisers Connecticut Law About Unemployment 36a-647-1. Assignment Itemized invoice required, Small Loan Licensees(10 pages) Delegation of duties and responsibilities. Connecticut General Statutes(Revised to January 1, 2021), 2022 Supplement to the General Statutes (Contains 2021 codified public acts), Public Act 22-3, An Act ConcerningRemote Meetings Under the Freedom of Information Act, Public Act 22-15, An Act ConcerningPersonal Data Privacy and Online Monitoring, Public Act 22-77, An Act Concerning Low-Cost Bank Accounts, Public Act 22-94, An Act Concerning Various Revisions to the Banking Statutes, Public Act 22-96, An Act Concerning the Closing of Accounts at Financial Institutions, Public Act 22-109, An Act Requiring the Online Posting of Meeting Notices of State Public Agencies. 47a-6, (NOTE: Pursuant to LCO No. 36b-31-21b-1. No person shall be required to work for seven and one-half or more consecutive hours without a period of at least thirty consecutive minutes for a meal. 21a-254), Regulations on Minimum Security and Safeguards for Storage, Handling of Controlled Substances(Sec. Changes in personnel or ownership Broker-dealer and agent registration Procedure after notice of intent to adopt regulations 36b-31-21b-9b. 20-576), Regulations on Electronic Data Intermediaries(Sec. Submissions concerning Community Reinvestment Act compliance, consumer protection law compliance and community reinvestment plan required in connection with applications for the establishment of branches, mergers or consolidations, the organization of holding companies and interstate banking approvals Employers: According to the latest guidance from the CDC, if you have employees home sick with COVID-19, they are no longer required to provide a negative COVID-19 test so they can return to work. Sec. Sec. Sec. 36a-1-4. When contacting the Department, please use electronic communication whenever possible. Voluntary termination of proceeding Final Approved Regulations Recent Regulation Activity Regulations in Progress Department of Social Services Uniform Policy Manual (UPM) Medical Services Manual (Ch. Sec. 36a-428-3. 36b-31-32 and 36b-31-33. 2016 CT.gov | Connecticut's Official State Website, regular 36b-31-6e. 36a-1-87. 52-367b-1. Sec. Sec. Supplemental order, Department of Banking Organization and Rules of Practice(29 pages), Article 1, General ** Indicates a value is required. Personal data, Article 4, Regulation-Making Sec. Waiver of weekly payment requirement. 36a-1-22. Refund to be paid from income received during period BUSINESS REGULATION. Sec. 36a-1-39. E-mail: dawn.mafera@ct.gov, Sec. Sec. Record keeping requirements for registered investment advisers Requirements for use of trade names by registrants Representations, devices, practices Summary orders Sec. Sec. 36a-1-5. Sec. 20-635), Regulations on Storage and Retrieval of Prescription Information for Controlled Substances(Sec. Sec. All registered Appraisal Management Companies in Connecticut must adhere to the laws issued by the state. 36a-570-8. Definitions 36a-809-11. Examination requirements for securities personnel 36a-136-26. 36a-34-1. 36a-1-16. Separate books and records Sec. 36a-136-21. Dishonest or unethical business practices by investment advisers BUSINESS PRACTICES (see also CUTPA below), CONNECTICUT UNFAIR TRADE PRACTICES ACT (CUTPA), CONTINGENT TRANSACTIONS (see BUSINESS PRACTICES), Regulations on the Practice of Pharmacy (Sec. Maintenance of assets Sec. Sec. 36b-31-19d. 38a-645 to 38a-659. 36a-1-37. Meal periods. by Jeffrey L. Hirsch. Sec. Separate books and records Sec. 36b-31-16. 36a-1-20. Chapter 412, Regulations on Mobile Manufactured Home Parks, Regulations on Choice of Vendors by Residents, New Home Construction Contractors, Chapter 399a, Regulations on Continuing Education of Electricians and Plumbers, Photographic Services - Unfair Sales Practices, Chapter 737, Public Service Gas Technicians, Chapter 400h, Real Estate Brokers and Salespersons, Chapter 392, Regulations on Community Association Managers, Regulations on Real Estate Appraisers Licensing, Regulations on Appraisal Management Companies, Limited Swimming Pool Licenses, 20-417aa-1, Regulation on Swimming Pool Builders and Contractors, Telephone solicitation (Telemarketing), Chapter 743m, Do Not Call List, Chapter 743 (Telemarketing, Television and Radio Service Dealers and Electronics Technicians, Chapter 394, Specifications and Test Standards for Clinical Thermometers, Weight and Measurement of Specific Articles, Chapter 752, Weighing and Measuring Devices, Dealers and Repairers, Chapter 753, Regulations on Organizations, Rules of Practice, and Regulations for the Well Drilling Industry. Laws and Regulations - ct Sec. Exemption for transactions pursuant to section 4(6) of the securities act of 1933 36b-31-5b. Sec. Sec. Procedure after petition filed Sec. 36b-31-6b. Sec. Form 13b-16c. 36b-31-6c. 36a-34-2. Scope Lookup a License - eLicense Online 36a-136-6. Sec. Registration: no . Limitation on amount Sec. Sec. Investigations, inquiries and hearings. Consolidation and severance Definitions Sec. Sec. Forms 38a-595 to 38a-644. 36b-31-15d. Sec. Official copies of the General Statutes of Connecticut, available either as individual volumes or a 16-volume set,may be purchased from theSecretary of the State's Office. Sec. 36b-31-14a. 36a-570-14. Sec. 21a-342), Regulations on Connecticut Food, Drug and Cosmetic Act(Sec. Sec. Authority, scope, purpose 36a-809-17. Sec. The Department of Consumer Protection protects the public health, safety, and welfare of Connecticut citizens by assuring that only qualified, competent persons are licensed in the occupational trades and in several professional licensing categories. Connecticut Banking Laws and Regulations Custody or possession of client funds or securities DEPARTMENT OF BUSINESS REGULATION Table of Contents. Sec. Language Dishonest or unethical business practices by broker-dealers 36a-1-9. Sec. 36b-31-21c. Notice 36a-1-58 to 36a-1-62. 36b-31-21b-13b. 36a-136-40. 36b-31-8. Completion of sale of stock 36b-31-6d. 36b-31-20. Sec. 21a-262), Regulations on Drug Enforcement and Safe Neighborhoods Programs(Sec. Sec. Disclosures to advisory clients 36a-428-1. 36a-136-14. Sec. Briefs It could be because it is not supported, or that JavaScript is intentionally disabled. Harassment or abuse 36a-809-8. Sec. 36a-136-11. ), Disclosure Statements with regard to Pari-mutuel Betting, IDENTITY THEFT AND SECURITY (also see CREDIT), A guide to the Department of Consumer Protection's jurisdictional authority in the Connecticut General Statutes, Secretary of the State's Office eRegulations system, Connecticut General Statutes, Chapter 389, Issuance of Certified Public Accountant Certificate by Written Examination State Board of Accountancy, Require that Permit Holders, as a Condition for the Renewal of a Permit to Practice, Undergo a Quality Review, Amended Education Requirement for Attestation Education Requirements, Safety Regulations for Amusement Park Rides and Devices, Regulations on Professional and Occupational Licensing, Certification, Automobile Manufacturers Warranty Adjustment Programs, Automobile Warranties (New Car Lemon Law), Motor Vehicles, long-term leasing, Chapter 743k, Motor Vehicles, rental contracts, Section 14-15b, Regulations on Motor Vehicle Dispute Settlement Program, Regulations Concerning Motor Vehicle Advertising, Regulations on Written Disclosure Notice Required of Motor Vehicles Replaced or Refunded by the Manufacturer, Bedding and Upholstered Furniture, Chapter 420a, Regulations on Bedding and Upholstered Furniture, Business Selling, Trading and Collection Practices, Title 42, Artist-Art Dealer Consignments Chapter 737a, Consumer Cards, Miscellaneous and Prepaid Calling, Chapter 743u, Medical Licensees - business practices, Section 19a-19, Refund, Exchange and Discount Policies and Practices, Chapter 735c, Regulations on Representations of Guarantees, Policies and Procedures for the Regulation of Adult Use Cannabis, Regulations on Solicitation of Charitable Funds, Regulations on Banned Hazardous Substances, Regulations on Repurchase of Banned Hazardous Substances, Regulations on Business, Selling Trading and Collection Practices, Credit Reports - Security Freeze, Sections 36a-701 abd 36a-701a, Dental Referral Services, Section 20-124a, Uniform Food Drug & Cosmetic Act, Chapter 418, Dependency Producing Drugs Act, Chapter 420b, Controlled Substance Registration Act, Chapter 420c, Continuing Education Requirement for Pharmacists, 20-600, Regulations on the Palliative Use of Marijuana, Regulations on Electronic Data Intermediaries, Regulations on the Administration of Vaccine by Pharmacists, Regulations on Quality Assurance Programs for Pharmacies, Regulations on Storage and Retrieval of Prescription Information for Controlled Substances, Regulations on Record Keeping for Controlled Drugs, Regulations on Minimum Security and Safeguards for Storage, Handling of Controlled Substances, Regulations on Drug Enforcement and Safe Neighborhoods Programs, Regulations on Registration of Practitioners for Controlled Substances, Regulations on Connecticut Food, Drug and Cosmetic Act, Regulations on Safe Handling, Disposal of Hypodermic Needles and Syringes, Regulations on Designation of Controlled Substances, Regulations on Registration of Pharmacy Interns, Regulations on Collaborative Drug Therapy Management, Electronic Nicotine Delivery Systems and Vapor Products, Chapter 420g, Emergency Vehicle Warranties, Chapter 743s, Home Food Service Plan Sales Act, Chapter 420e, Regulations on Manufacture of Apple Cider and Apple Juice, Regulations on Sanitary Standards for Food Establishments, Regulations on Bakeshops and Bakery Products, Regulations on Standards of Identity for Olive Oil, Regulations on Compliance with Flour Enrichment Standards, Regulations on Labeling of Cuts of Meat Sold by Food Establishments, Regulations on Packaging of Meat, Meat Products, Regulations on Pricing of Consumer Commodities, Regulations on Universal Product Coding Marking of Retail Price, Regulations on the Labeling, Packaging, Sale of Commodities, Regulations on the Method of Sales of Commodities, Regulations on Last Sale Dates for Retail Products, Fuel Pumps, Display of Signs on, Section 16a-15, Illuminating Oils, Burning Fluids and Kerosene, Chap 419c, Gasoline and Motor Oil Sales, Chapter 250, Home Heating Oil and Propane Gas Sales, Chapter 296a, Regulation on Operation of Retail Service Stations by Producers or Refiners for Limited Time Periods, Regulation on Posting of Signs at Gasoline Service Stations, Regulations on Motor Fuel Quality Testing Standards, Charitable Games Statutes (Ch. Exemption for transactions pursuant to rules 504, 505 and 506 of regulation D Filing requirements Appraisal Management Companies in Connecticut - Laws and Regulation 36b-31-15e. Sec. Restrictions on trading of shares by directors, officers and their associates When contacting the Department, please use electronic communication whenever possible. Proxy solicitation for vote of depositors of a mutual savings and loan association Hearings 36b-31-21a-9. Sec. 16-5 - Unemployment Compensation : Selected Statutes: Title 31 (Most of Chapter 567 is relevant. Sec. Sec. Sec. 2016 CT.gov | Connecticut's Official State Website, - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -, CONSUMER CONTRACTS (see BUSINESS PRACTICES), REFUND AND EXCHANGE (see BUSINESS PRACTICES), SOCIAL SECURITY NUMBER (see IDENTITY THEFT AND SECURITY), regular 36a-744-8. 20-614. 36a-136-32. 36b-31-7d. Accounting 20-325c-3. 21a-274a), Regulations on Registration of Practitioners for Controlled Substances(Sec. Exemption for transactions pursuant to Sections 4(1) or 4(4) of the securities act of 1933 Claims in the process of collection 36a-136-45. Business meeting to consider S.2773, to amend the Leahy-Smith America Invents Act to address satellite offices of the United States Patent and Trademark Office, and the nominations of Anthony Devos Johnstone, of Montana, to be United States Circuit Judge for the Ninth Circuit, Maria Araujo Kahn, of Connecticut, to be United States Circuit Judge for the Second Circuit, Julie Rikelman, of . Post-sale registration forms Manuals and Publications. Sec. Form and content of petition for declaratory ruling; filing procedure 36a-1-55. Sec. Please enable JavaScript to view the page content. Sec. Allocation of conversion shares if shares are oversubscribed 36a-456-6. 36a-1-1. Secs. Sec. Sec. 36a-1-19. Subscription rights of eligible account holders and supplemental elegible account holders ELAWS - Employment Laws Assistance; . Reconsideration If you are unsure where to send an inquiry, you may send it to Department.Banking@ct.gov and it will be routed appropriately. In response to the outbreak of the coronavirus, the Department has issued the following interim guidance regarding Securities and Business Opportunity Filings: Connecticut Interim Guidance - Paperless Submission of Securities Registration, Exemption and Covered Security Filings and Business Opportunity Registration Filings in Light of Pandemic Restrictions, Application to Register Business Opportunity, Uniform Franchise Offering Circular Guidelines. 36b-31-7e. Effect of filing 36a-136-30. Service 36a-1-50. Regulations of Connecticut State Agencies. Sec. Title 38a - Insurance - Connecticut General Assembly Sec. 36a-40-2. Donation of conversion shares or conversion proceeds to a charitable organization Sec. 36a-809-4. 20-325c-1. Connecticut Department of Banking Securities and Business Investments Division 260 Constitution Plaza Hartford, CT 06103-1800 Telephone: (860) 240-8230 or toll-free at 800-831-7225 Fax: (860) 240-8295 E-mail key management: Lynn McKenna-Krumins, Division Director Lynn.McKenna-Krumins@ct.gov Cynthia E. Antanaitis, Assistant Director 36b-31-21b-3. Compliance and investigation Reserved Sec. Sec. Some of the features on CT.gov will not function properly with out javascript enabled. Sec. Sec. Reserved Definitions Basic organization Sec. Sec. 03-187 amended Subsec. Registration of securities by coordination Provisions applicable to registration generally Please enable JavaScript to view the page content.<br/>Your support ID is . It seems that JavaScript is not working in your browser. Office and office hours Reserved, Personal Data font size. Connecticut State Regulations -- Office of Non-Public Education (ONPE) General conduct of business Sec. 36b-31-2. 36a-136-47. Declaration or payments of dividends after conversion Sec. Multiple registration and should not be relied upon as such. Notice of declaratory ruling petition or declaratory ruling proceeding It could be because it is not supported, or that JavaScript is intentionally disabled. Sec. 36a-588-1. Reserved 36a-1-49. Private securities transactions by broker-dealer agents Recording, broadcasting or photographing hearings Sec. If you are unsure where to send an inquiry, you may send it to Department.Banking@ct.gov and it will be routed appropriately. Net capital requirements for broker-dealers If you have any questions, please contact 850.487.1395. Authorization of payment of interest refunds 36b-31-9a. 36a-136-19. Requests for notice of declaratory ruling petitions or proceedings Sec. Confidentiality 36a-1-8. Connecticut Business Licenses | Wolters Kluwer Sec. Implementation of a stock option plan or management or employee stock benefit plan Designation of employee and branch office 36a-809-5. Sec. Investment adviser experience requirements Sec. *Pursuant to Section 455.275(1), Florida Statutes, effective October 1, 2012, licensees licensed under Chapter 455, F.S. Sec. 36b-31-6a. Sec. 49-31j-3. Life Insurance, Annuities, Burial Contracts and Life Settlements. Sec. Filing of financial reports by broker-dealers Emergency regulations 36a-136-37. 36b-31-21a-1 to 36b-31-21a-8. Consumers are encouraged to use our online form for complaints. 36a-744-7. 36b-31-7b. Sec. 36a-570-6. Sec. Sec. Assets to be deposited 21a-66), Regulations on Designation of Controlled Substances(Sec. 36a-647-3. Availability of regulation, fiscal note and regulation-making record Sec. 36a-1-26. Sec. Purchase of conversion shares by other depositors of a mutual savings and loan association Department of Banking Regulations - ct 36a-1-46. Filing of offering circular Deposit agreement Sec. Sec. 36a-1-43. Sec. Manage your business needs Licenses and permits Manage the licenses that keep your business running. Determination of party or intervenor status Consumers are encouraged to use our online form for complaints. Sec. 36b-31-7a. Sec. 21a-336), Regulations on Repurchase of Banned Hazardous Substances(Sec. Other businesses on licensed premises Department of Business Regulation. Secs. General rule Sec. 36b-31-15f. To view these laws, click below: Connecticut Appraisal Management Company Laws Regulation for Appraisal Management Company in Connecticut Forms for Appraisal Management Companies in Connecticut 36a-1-42. 36a-1-15. Sec. Liquidation account The compilations are intended to provide industry and its representatives with the regulations adopted by the Banking Commissioner. 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